Series 7 Exam | The Gold-Standard of Financial Advisor Licenses

The Series 7 license is a securities license which enables the holder to solicit, purchase and/or sell most securities products, such as stocks, mutual funds, options, municipal securities, and variable contracts.

Holding the Series 7 license is a requirement for all U.S. stockbrokers and is considered to be the gold standard of financial advisor licenses.

The Series 7 exam is administered by FINRA, which is the government-authorized, non-profit organization responsible for administering all securities licensing procedures and requirements testing.
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0:00 What is Series 7 Exam?
0:57 Qualifications for a Series 7
1:16 Permitted Activities
1:35 Purpose of a Series 7 License
1:55 Series 7 Exam Structure
2:34 Co-requisite: Series 63 and SIE exam
3:06 Recommended Order for Taking Securities Test
3:27 Series 7 Exam Question
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[whatthefud]

So whats a CFP? What certificates do they have?

[loosoh]

I was curious what licenses I would need in order to start a crypto hedge fund

[mayursagar]

Please can you also prepare a video for Series 16?

[sadiquehemani]

Is series 7 exam and license necessary to form a Realestate syndication under 5 million also if you do multiple syndication under 5 million

[kylesterling]

I have passed the SIE and series 65, what would you reccomend next?

[dhrumitkabariya]

Hi, what license would I need to open a Forex Brokerage Firm? Thanks a lot in advance!

[syedshah]

how can you get a sponor when you live in Canada?

[mikesofocused]

I would like to become a 7 series broker whats the first step or where do I begin?

[thecramptons]

Can you start with the series 7 first ?

[ManuelTorres-pmel]

How do you find a broker to pick you up?

[BossChronicles]

Which series license would you say is the most valuable?

[priscillawilliams]

Is there a license that deals with forex or binary option

[blazkastiyo]

what license would I need just to manage trading accounts for futures>>

[jigneshsoni]

I am an Options Trader and generate decent returns. Do I need to get any credentials or license to trade Options for my friends and family? Can I start advertising and marketing my Options trading services to the general public?

I hear I don't need any license for trading for up to 15 people. Is this true? Where can I find more information on this subject?

[risheesh]

Can i directly go for series 7 exam without passing SIE

[andrewlongo]

I want to be a great investor. Would getting a test prep book help with understanding gdp and overall understanding of how to trade properly?

[kateallen]

Finance what? I can never understand the second word lol

[stormingcrow]

The series 7 is Not necessary for becoming a well rounded FA. I have been selling black market stocks just fine without it

[annkennedy]

That's different!
Just sayin!
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