Series 7 Exam Prep Mutual Funds, REITs, ETFs & ETNs for SIE Exam, Series 6 Exam & Series 65 Exam.

Time stamps:
00:00 Introduction
03:40 60/40 Board of directors
07:10 Selection risk or non systematic risk versus systematic risk
15:40 75/5/10 diversification
18:56 Open end fund versus closed end fund!!!!!!!!!!!!!
30:59 Selling dividends
32:32 A shares
35:05 Calculating percentage sales charge
40:21 Gift or gratuity rule maximum of $100
45:03 Breakpoints (quantity discounts)
48:10 Letter of Intent
55:47 B shares
57:13 C shares
57:16 12b-1 fees
1:00:04 DIE 90
1:02:12 REITs
1:04:32 Capital gains distributions
1:07:07 Redemption
1:08:25 Forward pricing practice question
1:11:05 Dollar cost averaging
1:18:25 Suitability and type of mutual funds
1:21:39 Beta
1:23:15 Efficient market hypothesis
1:26:06 Money market fund
1:30:40 Bond funds
1:45:20 ETFs
1:47:24 ETNs

[ClosCall]

Dean I passed my s7 today third total try, first try at my newest firm. Felt it was make or break for me. This video on Mutual Funds was amazing and a big reason why the entire chapter was huge on my draw. Thanks for all u do I can’t thank you enough!!! I hope to let ppl out there on their third try or that got let go know to never give up!

[kianfayz]

Dean, you are a god among men!!! If I ever see you in person I will buy the next round of drinks. You helped me pass today.

[DJWM]

Dean, I have ADHD and have been studying for the SIE since January (it’s June now.) I have repeated my studies over and over again through training consultants just feeling so dumb and defeated. I just simply couldn’t absorb the information or understand how it applied to practical use. Granted, I have been working for a financial advisor for over 5 years and I’d argue I’m pretty dang good at my job, so this was so confusing to me. Well, I started watching your videos a couple weeks ago and suddenly I’m Acing every practice test I am taking and I’m genuinely interested in the material now. It’s also making my job that much more fulfilling. So thank you so much, I finally don’t feel like crying out of frustration everyday.

[ronaldmartin]

Passed my series 7 today first try... I can not thank you enough... you've got a great thing going here Dean... Cheers!

[ronlloyd]

Fantastic explanations

People remember real stories long term

[ashtong.]

I cannot thank you enough for all these videos. It truly breaks everything down for me to grasp and understand. I’m pretty sure everyone in my house can recognize your voice now. 😂

[kylemiller]

Truly fantastic thank you for taking my basic knowledge to the next level! I am feeling so much better about the SIE!

[ColeIsKing]

Dean was sent from heaven. Filled in so many gaps for me!

[Shellycrz]

Ok this is too good. I need to watch it again. Why didn’t I start here, GREAT points.

[awakentotruthmichaelsmith]

Really struggling to get into the series 7 material.
I have my 6 and 63, gotta get my 7 early next year.
STC stuff has been so hard to get into, I’m going to watch all of these videos, then go back to the STC stuff, then come back to this, etc.
Dean is amazing!

[Brian-mv]

Really love your personal examples, they really help nail in the understanding of the concepts.

[dacoconutfamily]

Very testable- how the bonds impact the NAV! I missed the mark Dean. I am going through all this content again and now understanding a lot of the things I was confused about. Very good clarification on this concept.

30 days and I go again.

[trevorramos]

Great lecture. Spot on for the Series 65. About to take a practice test right now.

[zainabjimoh]

Thanks for posting this, taking my exam on November 24th and this had been so helpful.

[carthings]

Final review now for my 7; sitting this Friday morning for it. The minute I finish the exam, I’m going to imagine that little musical ditty at the end of each of your videos… Hopefully it follows a “pass” result!

[blackboycrypto]

Passed my SIE a few days ago Thanks so much for the content!!

[hopeowens]

YES, PLEASE for suitability questions. I had 2 in the SIE exam.

[dayanasalazar]

I just took and passed my series 6 Thank you so much!!

[whytig]

This has been a great lecture, especially taking the SIE Friday

[Shellycrz]

I’m here 🙋🏼‍♀️… Open-end and Close-end. I hear you.