Series 7 Exam Prep Free: (Taking a Full Final) #series7exam #finra

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Just me casually taking a Series 7 Exam final and sharing my pain with you. Hope you enjoy its a long one!! The Series 7 requires a lot of preparation and this video will help you find out how ready you are to take the Series 7 top off Exam

If you are looking for a Series 7 top off tutor please visit
If you are looking for materials you can get a 15% discount on STC materials by using this link
Securities Training Corporation--
If you are looking for an out of this world supplement go to:

Kindle Unlimited has some free resources for members

Michael Lewis ( love his take on finance )

Chapters:
0:00 Intro
0:46 Q1 Class Shares
1:40 Q2 Risk & Reward
2:44 Q3 REIT
3:22 Q4 Muni Bond
4:01 Q5 Suitability
5:16 Q6 Revenue Bonds
5:59 Q7 Muni Bond Issue (PGDM)
7:09 Q8 Securities
8:10 Q9 Rule 147
8:45 Q10 Conduct Rules
9:46 Q11 Risks
10:33 Q12 Municipal Securities Principal
12:00 Q13 Short stocks
12:42 Q14 Securities - interest rate increase
13:09 Q15 Spreads
14:05 Q16 New Issue of Securities
14:35 Q17 CMOs
15:13 Q18 Efficient Portfolio
16:00 Q19 Earnings Multiple
16:30 Q20 Cost basis
17:23 Q21 Margins
17:59 Q22 Breakpoint sale
19:00 Q23 Cost basis for split stock
19:37 Q24 Bonds
20:22 Q25 Consent - spouse acct.
21:25 Q26 Annuity settlement
22:11 Q27 Credit strength
23:05 Q28 Convertible bonds
24:25 Q29 Downgrading
25:05 Q30 Commission/ Sales Charge
25:42 Q31 Increase in interest rates
26:07 Q32 REITs
26:49 Q33 Taxes
27:56 Q34 Yield-based put option
28:18 Q35 confirmations for transactions
28:49 Q36 Call/put
29:16 Q37 Portfolio diversification
29:49 Q38 S&P Rating
30:24 Q39 Pricing Bond
30:53 Q40 Securities
31:46 Q41 Mortgage-backed securities
32:11 Q42 Municipality borrowing
33:10 Q43 Reg T
33:45 Q44 Maturity
34:34 Q45 Purchasing shares
35:05 Q46 Short/long term bonds
35:34 Q47 Board of Director dates
35:54 Q48 Nasdaq Level 2 System
36:20 Q49 Bond less than par
36:54 Q50 RR - Foreign client
37:48 Q51 Sallie Mae
38:40 Q52 ARSs & VRDOs
39:20 Q53 variable annuity
39:49 Q54 Modern Portfolio Theory
40:41 Q55 Funds
41:20 Q56 REITs
42:15 Q57 Max potential loss
42:23 Q58 Risks
44:10 Q59 Sales charge
44:57 Q60 Liquidation
45:26 Q61 Proceeds of sale
46:02 Q62 Yield
46:36 Q63 RR - preferred stock
48:30 Q64 Premature withdrawals
48:42 Q65 Purchaser of a put option
49:25 Q66 Tax impact
50:25 Q67 Muni zero-coupon bonds
51:29 Q68 Rule 145
51:43 Q69 Trade dates
52:15 Q70 Portfolio - retirement
52:47 Q71 OFAC list
53:10 Q72 PSA Model
53:19 Q73 Broker-dealer
53:49 Q74 DPP
54:29 Q75 Tax treatment
55:08 Q76 Reg A+
55:31 Q77 Reverse Convertible Securities
56:29 Q78 Level debt service bond issue
57:17 Q79 Greatest gain, lowest tax
58:43 Q80 Current yield formulas
59:14 Q81 Payout from variable annuity
59:42 Q82 Mandatory sinking fund
1:00:11 Q83 Muni bond
1:00:46 Q84 Bond basis/coupon
1:01:04 Q85 Mortgage-backed securities
1:01:16 Q86 Approvals
1:01:35 Q87 Group Order
1:02:17 Q88 Max Underwriting Comp
1:02:34 Q89 Variable Annuity
1:03:34 Q90 Bond Buyer index
1:03:45 Q91 Breakeven points
1:04:17 Q92 RR Communication
1:04:38 Q93 Expire
1:05:03 Q94 Basic Balance Sheet Equation
1:05:35 Q95 Corporation bonds
1:05:57 Q96 Bullish
1:06:26 Q97 Preferred stock
1:07:35 Q98 Minimum maintenance
1:08:08 Q99 Eurodollars
1:08:34 Q100 Credit Risk
1:09:19 Q101 Options
1:09:58 Q102 Cost basis
1:10:44 Q103 RR Customer portfolio
1:11:01 Q104 RR Error
1:11:37 Q105 Exchange US to British $
1:11:56 Q106 Expire dates
1:12:23 Q107 Broker-dealer
1:12:58 Q108 Ownership
1:13:34 Q109 Disclosed info
1:13:59 Q110 Convertible preferred stock
1:14:31 Q111 Max Amount
1:15:09 Q112 Net basis transaction
1:15:25 Q113 Covered option
1:16:01 Q114 Total Return
1:16:58 Q115 Bonds to maturity
1:17:30 Q116 Allegations
1:18:04 Q117 Logical strat. for tech analyst
1:18:34 Q118 Housing market
1:18:51 Q119 Client Request
1:19:30 Q120 Price/earnings ratio
1:20:15 Q121 securities
1:20:42 Q122 Website
1:21:23 Q123 Investor high income & net worth
1:21:54 Q124 Ratings
1:22:08 Q125 Tax treatment of muni bonds
1:23:09 Q126 Short margin account
1:24:37 Q127 Structured product RR
1:25:17 Q128 Control relationship
1:25:55 Q129 Cash dividend
1:26:22 Q130 Private activity bonds
1:26:55 Q131 Penny stock rules
1:27:20 Q132 Broker-dealer activity
1:28:15 Q133 Muni notes
1:28:21 Q134 Call premium
1:28:49 Q135 Intrinsic value of option

#series7exam #series7topoff #series7whisperer
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HA!! I got a dislike!! I finally made it to the big time!!!

SeriesExam
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Thanks for all the videos and insight Ken 🙏🏼. With your assistance I have aced my Series 7 this morning. PASSED 💯!

johnnyoddyssey
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Ken, you are a series 7 legend !! If you want to pass any FINRA exam, listen to this guy, thank you again !!

mattturner
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Ken! Thank you I just passed my 7 this morning! Thankful for these videos - shared with my boss, they were a HUGE help!

carlykozeal
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I will be taking the Series 7 in about a week and this is super helpful! You helped me pass the SIE the first time and I recommend all your videos to colleagues of mine. Thank you!

mikew
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This video was everything I needed. Not boring at all! Thank you. I’m taking my top off exam on Thursday!

isabellacarrilho
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Just want to thank you for all the helpful series 7 videos... I got a 71% on the series 7 top off TWICE and finally just passed it this week. After I failed the second time I started watching and listening to you all your videos, and was a really helpful supplement to the Kaplan& STC material. Definitely helped me answer a few more questions correctly!

ChocoPhotoVideo
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Wanted to say thanks for your help! I passed my S7! Your videos gave me more confidence going in! As it turns out passperfect exams were 100% more difficult than the actual exam. Now onto the 66!

nicholastyler
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Ken - just walked out of passing the 7, your videos made all the difference. Thanks for all your effort in making great, relevant content - would not have passed if it wasn’t for your videos.

johnmcquade
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You keep these guides to pass the exams interesting! It keeps me engaged!

zhazan
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I loved this -- thank you for posting!!! So helpful to hear your thought process and quick tips

pariso
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Thank you Ken for going through an exam. Helped to see your thought process.

jenn
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Thank you for doing this! I spent a lot of time watching this to prepare and finally passed after failing the first time.

jamescadena
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This was great! your rationale in talking through each question really helped and showing how we should choose each answer carefully and think it through.

diamonddaniel
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Many Thanks from Cali Ken! I killed on my SIE today after only less than a month of studying!! Merrill here I come baby!!!$$$$

cbrodo
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Taking my 7 topoff on the 26th. I am so glad I found you. Thank you for this video

thunder
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Just passed the 63! What a relief! Done with my licensing exam (for now) !

P.S. thank you for all your help Ken!

Niner
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After watching this video I feel comfortable to taking my exam this upcoming Friday. I also have been using Kaplan so seeing questions laid out like this is such a huge breath of fresh air.

eddg
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I took this practice exam and basically tracked my results throughout this video. I ended up getting an 80% so I think I’m good, but will definitely look over the questions I got wrong.

btw-
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You can bore the heck out of me anytime!!! helped a lot! test in a week!!

katiaromanelli