FREE Equity Securities Class SIE Exam, Series 7 Exam and Series 65 Exam Prep

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00:00 Greetings and Salutations Series 7 Test Takers
01:04 Corporate Charter
04:10 Treasury stock
08:05 Fundamentals of Common stock
10:11 Regular way settlement is T + 1
11:20 Stock splits and stock dividends
11:58 Voting: Statutory, Cumulative, and Supervoting
14:04 Proxy and "street name"
17:56 Supervoting shares
20:00 Preferred stock
24:55 Dividend Exclusion 50%
25:50 Straight or Non-Cumulative Preferred
27:08 Cumulative Preferred stock
28:38 Convertible Preferred stock
30:40 Rights versus warrants
40:45 ADRs
47:25 NYSE and NASDAQ
51:25 Tax consequences of dividends
54:03 Taxation of Equity Securities
56:45 Penny stocks
59:05 5% Policy
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I am yet another person that never comments on YouTube videos but I wanted to come here and say THANK YOU for posting all these videos! I finally passed my series 7 today on the 3rd attempt! Your videos were a TREMENDOUS help to get my over that last bump in the road! Sharing with all my other friends and coworkers taking these exams!

zachstahl
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Dean thank you!!! I PASSED my SIE today - first attempt! I contribute it to God, LOTS of prayers, countless hours, and YOUR videos!!!!

Can you give me some of your links for the 6 and the 63??

leahdoyle
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Dropping to say passed my SIE! Truly appreciate your work you’re a gem 💎 🐐

Houdini