SIE Exam - Equity Securities. Episode 2

2.1 Products
2.1.1 Equity Securities
• Types of equities
 Common stock
 Preferred stock
 Rights
 Warrants
 American Depositary Receipts (ADRs)
Knowledge of:
• Ownership (e.g., order of liquidation, limited liability)
• Voting rights
• Convertible
• Control and restrictions (e.g., SEC Rule 144)

[yoanparker]

Dean, thank you, thank you. Thank you. Your videos really helped me with my studies. I passed my SIE exam yesterday.

[jordanlittle]

these videos are incredibly helpful, thank you!

[sailbotnoob]

As OF MAY 2024 IT IS T+1 FOR REG SETTLEMENT FOR CORP AND GOV

[derekbaldwin]

Hello Guru
i recently found out about you and so glad i did.. i just started studying for my SIE with STC but prefer your videos i notice you go based off weight of questions so is it best to read book in entirety then come back to your vids or watch vids first. I'm an auditory learner so reading the book doesn't do as much for long term memory purposes

[dibackdraft]

A company I am with has me using training consultants owned by examfx. All this content is kicking my butt is all new to me. Really struggling on bonds. Is taking me twice as long to grasp this stuff compared to others. And recommends on what else I can do?

[jeannea]

Can you please explain asset backed securities on the debt securities video I’m so lost in understanding those .

[Tiffashionn]

Your explanations are simple, clear, and just easy to understand. Thank you !!!!

[claytonepperson]

Are these videos good for the series 7 and 63?

[chriskane]

Loving the videos! Thank you. Would you ever cover Series 79?

[IvetteSaldana-jy]

Will there be a video for Section 1: Knowledge of Capital Markets?