Do Financial Advisors Really Need Their Series 7?

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In this video I explain everything you need to become an entrepreneurial financial advisor.

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  1. Patrick Tucker
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BEST explanation of the the FINRA exams. Wish I seen this video or one like it years ago.

bryancast
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I am a mortgage broker and I own my own mortgage brokerage firm. I also have a real estate broker license and an insurance license (life, health, home & auto). As of now, I am just being doing mortgages but I am interested in offering my borrowers with other products like life insurance and financial advice. I was recently approached by Primerica and I signed up with them cuz they will sponsor me for the series 6. I passed the SIE and will take the series 6 exam on Sunday. However, I am more interested in becoming a Financial Advisor. So I am considering taking the series 65. How can I open my own Financial Advisory Firm? What kind of fee is considered fair? I know there are many brokerage firm out there that charge commissions on mutual finds. But to me it makes no sense if I can go to Fidelity or Vanguard and pay $0 commission. I wonder why Merryl Lynch no longer exist. Maybe consumers are no longer willing to pay commissions I guess. Please advise.

alfredoarenas
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Thank you for that. The Free trianing link does not work.

dennesg