SIE Exam Prep: Part 1: Definitions and Overview.. Lets get started !

SIE Exam prep Definitions and Overview
Chapters:
0:00 Intro
0:21 Issuer
0:55 Broker-Dealer
1:24 Market Maker
1:44 *TWO QUESTIONS*
2:44 Investment Adviser
3:10 Retail Investor
3:29 Accredited Investor
4:00 Institution
4:53 Primary Market (33)
5:15 Secondary Market (34)

SIE exam prep doesn't have to be horrible. I try to take a boring topic/book and make it exciting
Catch me Tuesday nights on my live Q & A on ANY finra exam. if you want to pass the SIE exam the first time come join us on our journey
this video covers basic information about. Issuers, Broker Dealers, types of investors and the various markets

ALSO check out Michael Weiss ( great tutor)

For a 15% discount on STC

also some budget-friendly help on the SIE

also kindle unlimited has some free resources for members

Michael Lewis ( love his take on finance )
Ray Dalio
1980s Insider Trading Scandal ( I read this 2 or 3 times ) it’s NOT the movie ha-ha

Chapters:
0:00 Intro
0:21 Issuer
0:55 Broker-Dealer
1:24 Market Maker
1:44 **TWO QUESTIONS**
2:44 Investment Adviser
3:10 Retail Investor
3:29 Accredited Investor
4:00 Institution
4:53 Primary Market (33)
5:15 Secondary Market (34)
#sieexam #sie #finra
Ken Finnen Chatham nj

[SeriesExam]

0:00 Intro
0:21 Issuer
0:55 Broker-Dealer
1:24 Market Maker
1:44 *TWO QUESTIONS*
2:44 Investment Adviser
3:10 Retail Investor
3:29 Accredited Investor
4:00 Institution
4:53 Primary Market (33)

[melbys-go-round]

This man is an absolute genius. I can’t recommend his SIE exam prep playlist enough. Just took the exam today and passed on the first try and he had a huge role with it!

[tinodadon]

Very new to the financial sector, through hard work and consistency, I got an opportunity from my firm to try to get licensed. Starting on my SIE exam, I have been overwhelmed, disappointed, and frustrated. There is so much to remember. I was looking for help online as the book is tough to consume and ran across this channel and wow, I'm so happy I did. The way he breaks down concepts makes things that are not clear, very understandable, and easy to learn and retain. Thank you for doing this! Really appreciated!

[john_ainlay]

You are a legend! Over the past four months I have spent countless hours watching your videos. (Honestly, I feel I’ve spent more time with you than I have with my wife.) and with your help I passed the sie, series 6, series 63, and just passed the series 65 today.

It is a bittersweet day, as I have a huge relief to be done with these tests. However, there is part of me that will miss the hours we have spent together everyday.

For now, this is goodbye. But I will tell everyone about what you have done for me. ❤

[danieleg]

I passed the exam on my first try by studying for 7 days only using the videos on the playlist! Recommend you watch all the videos, take notes, and take the practice SIE exam from FINRA. Thank you, Ken!

[littlered]

About 1 month ago I wrote you to thank you for helping me pass the SIE exam. Yesterday I passed the Series 6 on my 1st try! Anyone out there looking for help…look no further. Ken is an amazing teacher, he makes everything so much easier to grasp. I plan on eventually taking the series 7 and I’m definitely coming here for help. Thank you so much!!! 😄

[terepeterson]

I started watching your videos about 2 weeks ago. I watched every video on the SIE in addition to reading the book. I just wanted to let you know I PASSED and it was with your help. Can't wait to watch your Series 7 videos!! Thank you so much for giving me my confidence back!!!

[kateljs]

This playlist made me pass my SIE. I was struggling hardcore and took one private tutor session with Ken along with watching his videos and I finally passed. My third time. I didn’t do any of his lessons prior to me taking my other two exams. Once I did, I felt so confident and I passed! Worth the time…and money if you are thinking about booking a tutor session. If I can blow money on rosè, I can throw some to a private tutor session and my god I now get to keep my job, which was for real on the line. I am soooo thankful I met Ken!

[adennis]

Passed my SIE, Series 6 and today my Series 63. Your videos helped a lot with filling the gaps left by AD Banker. Thank you.

[bethanywilson]

I failed my first two test and wanted to give up but I found your videos! I just took my 3rd test today and passed all with the help of your videos! Thank you so so much for all that you do for us SIE students!!

[ryangodges]

Just passed the SIE this morning, thank you. Will be using your resources for the 66 & 7 - appreciate it Ken

[willdaniel]

watched all 25 vids & it helped give a diff perspective and real world examples to help understand the context instead of trying to just read text from an online course. anyways, doing so helped me pass the SIE today first try!

[timhennessey]

Circling back to thank you for the content! I passed my SIE on the first try yesterday with no prior knowledge in finance. You're videos made that possible so thank you!

[christopherreuter]

Just passed the SIE on my 1st attempt yesterday! Didn't feel confident from just reading or taking any of my practice exams but reviewing your lessons really helped break certain things down for me. I watched your STC final video in the lobby of the test center and definitely got a solid 3-4 answers right because of it. Thanks again for posting your content, I truly don't believe I would've passed without these videos. You're the man!

[jasminefondrisi]

Thank you thank you THANK YOU! I passed my SIE on the first try and your videos helped IMMENSELY. Going through the book and videos provided was like Greek to me. Your videos helped explain everything so clearly. Going back to my weak chapters, I was able to understand the provided videos!! Thank you! Now I’m using your videos for the Series 7!

[ColinSnyder-fmue]

Watched this playlist regularly while studying and passed the SIE last month! Onto the 6, thanks Ken

[littlered]

I’m so happy. I passed my SIE today!!! Thank you for all your help. I’ve been watching your SIE series on repeat for the past two weeks. Your down to earth laymen’s way of explaining everything was part of the reason I passed on my first attempt. Thank you so much 😊
Now on to Series 6!

[abhi-bybl]

Can’t thank you enough Kenn, just passed the exam in the first attempt! Your content is to the point, clears the concept so well and exactly matches with the context that FINRA guys really want to test in SIE! God bless you💐👏🏻

[ColtsAndrew]

As many have done, just wanted to come back and say thank you for what you do. I took the SIE last Friday and passed on my first try thanks to your videos! You’re awesome!

[jpats]

Watched all your SIE videos, you perfectly explained the book. I took my SIE today and passed on the first try. Thanks for your teaching!