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FINRA Investigations 101: Investigation Process & Defense
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FINRA investigation lawyer Rob Herskovits, a New York based securities lawyer with a practice focus on defending broker dealers and financial advisors targeted by FINRA, looks at the first phase of the investigation process: the 8210 request for information and documents.
To learn more about the process of FINRA investigations and possible defense strategies, contact Rob Herskovits and his team of experienced securities lawyers:
New York and nationwide
Phone: 212.897.5410
To learn more about the process of FINRA investigations and possible defense strategies, contact Rob Herskovits and his team of experienced securities lawyers:
New York and nationwide
Phone: 212.897.5410
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