Company Audit | ROC ADT-1 FORM | ADT 1 form filing with Attachments | Company Mandatory Compliance

Governing Law
eForm ADT-1 is required to be filed pursuant to Section 139 and 140 of the Companies Act, 2013 and pursuant to rule 4(2) of the Companies (Audit and Auditors) Rules, 2014.

Section 139:

(1) Subject to the provisions of this Chapter, every company shall, at the first annual general meeting, appoint an individual or a firm as an auditor who shall hold office from the conclusion of that meeting till the conclusion of its sixth annual general meeting and thereafter till the conclusion of every sixth meeting and the manner and procedure of selection of auditors by the members of the company at such meeting shall be such as may be prescribed.
Provided that the company shall place the matter relating to such appointment for ratification by members at every annual general meeting: Provided further that before such appointment is made, the written consent of the auditor to such appointment, and a certificate from him or it that the appointment, if made, shall be in accordance with the conditions as may be prescribed, shall be obtained from the auditor:
Provided also that the certificate shall also indicate whether the auditor satisfies the criteria provided in section 141.
Provided also that the company shall inform the auditor concerned of his or its appointment, and also file a notice of such appointment with the Registrar within fifteen days of the meeting in which the auditor is appointed.

Explanation.—for the purposes of this Chapter, “appointment” includes reappointment.
Rule 4(2):

Conditions for appointment and notice to Registrar. —
(1) The auditor appointed under rule 3 shall submit a certificate that –
(a) the individual or the firm, as the case may be, is eligible for appointment and is not disqualified for appointment under the Act, the Chartered Accountants Act, 1949 and the rules or regulations made thereunder;
(b) the proposed appointment is as per the term provided under the Act;
(c ) the proposed appointment is within the limits laid down by or under the authority of the Act;
(d) the list of proceedings against the auditor or audit firm or any partner of the audit firm pending with respect to professional matters of conduct, as disclosed in the certificate, is true and correct.

(2) The notice to Registrar about appointment of auditor under fourth proviso to sub-section (1) of section 139 shall be in Form ADT-1.

#ADT1
#Auditor
#AuditorAppointment

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Disclaimer : This video is fully for educational purpose and could not be consider as professional advice in any mean.

[cajitendrachauhan]

Visal bhai I am NEW CA ek new company auditor appoinment hua aap ke video. Bahut help full hai please provide all video related company

[imranhussan]

मुझे आपकी वीडियो से काफी ज्यादा इनफार्मेशन मिली। मेरा एक सवाल है। अगर आप मुझे इसका जवाब देंगे। मुझे बेहद खुशी होगी। मैं अपनी कंपनी के लिए फर्स्ट ऑडिटर अप्वॉइंट किया था, लेकिन मुझे उनके साइड से कोई भी डॉक्यूमेंट प्रूफ नहीं मिला। मुझे सिर्फ यही प्रूफ मिला कि मैं उनको पेमेंट किया और मुझे सिर्फ और सिर्फ पेमेंट रिसिप्ट ही मिली और मुझे उनसे कौन सा ऐसा प्रूफ या डॉक्यूमेंट लेना चाहिए जहां पर साबित हो सके कि हां मेरी कंपनी में ऑडिटर पॉइंट हो गया है। क्या मुझे उनसे ऐसी कोई documents प्रूव लेने चाहिए तो किया किया लेना चाहिए please मुझे इसकी जानकारी दीजिए

I am waiting for your better reply

Thank you

[nihalahmedshaikh]

Thank you sir..
It's very helpful for me

[mbkt]

I appreciate your video.. straight short and crisp. Generally I don't subscribe but I really liked your video and subscribing.

[ViralVideo-fshk]

Thanku Sir!!
What the explanation level 😍

[saefkhan]

Appointment of first auditor is mandatory by passing board resolution but filing adt1 is optional.

[faiz]

Hi Vishal Sharma, hope you are well. I'm watching your videos. Your videos are very very helpful and your teaching style is unique. I'm CS fresher and facing problems while working secretarial works. So after watching your videos I'm doing my job impeccably. So I would like to request you to please upload eforms of secretarial works

[rakeshparmar]

Nice video
I am in my final ca
If u opt teaching profession u will b good for revision.

[dhirenbole]

Great sir 👍, Sir all ur videos ar awsome

[saefkhan]

Can you make video on how to make notice, minutes, board resolution for first board meeting covering all the agendas required to be followed?

[shrlkhm]

make video on registration and business login...in .MCA portal....who can do this & how ???
PLZZZ

[ajvlogs]

Sir, Partnership firm also required to fill ADT 1 or INC 20 A.

[ProfessionalGyan]

How can we enter Previous Auditor details, if we are appointing First Auditor. Prev. Auditor records not possible.

[shekharshekhar]

Sir plz tell me
Ek audior jo 5 saal ke liye appoint hua h ab wo meri pvt ltd co ka kaam nhi karna chahta toh is case me ab me kya karu??

[honeyrocks]

My question is If the auditor is appointed for 5 years then in subsequent years do we need to file Adt-1 in each year till the 5th one...

[debasisbose]

Can you make a video for minutes writing of a board meeting

[pankajrathod]

i have incorporated a company on 31/07/2020 now when i am going to file 22 it is only for existing company where there is change in registered address so now do i have to file INC-22 even if registered address is on my Certificate Of Incorporation and i selected for Registered address of company option while filling Spice+

[mummidisettylakshmiprasann]

Sir is the board resolution required in case of OPC for appointment of auditor

[akshatgoel]

My question is that ADT-1 is mandatory to file on case of first auditor or is it optional??and if manadatory so the limit of days ime 30 days is start from certificate of incorporation or date of commencement of business (form inc 20A)...???

[n.jchakma]

SIR CAN I HIRE AUDITOR WITH BBA QUALIFICATION