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FICA Compliance Obligations: Directive 8 - Employee Screening
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In this episode, we dive deep into Directive 8 and the importance of employee screening within Accountable Institutions to combat the risk of money laundering and terrorist financing.
Key Takeaways:
- Why employee screening for competence and integrity is crucial
- The role of Targeted Financial Sanctions (TFS) lists in employee vetting
- When and how often should you screen employees for heightened risk?
- Understanding the balance between skills and moral integrity in your workforce
If you're an Accountable Institution, ensuring that your employees meet the compliance standards is not just about preventing risks from external threats but also from within.
00:00 Intro
00:28 What is the purpose of Directive 8
00:54 How often should employees be screened?
01:40 How do I assess the competence of my employee?
02:00 How do I assess the integrity of my employee?
02:19 How do I screen my employees against the TFS list?
🚨 Big changes are here! DocFox is now nCino KYC Africa, leading the way in powering a new era of FICA compliance. Stay tuned for fresh updates and content coming your way soon.
🔔 Subscribe for more insight and updates around FICA and AML 🔔
Connect with us
Key Takeaways:
- Why employee screening for competence and integrity is crucial
- The role of Targeted Financial Sanctions (TFS) lists in employee vetting
- When and how often should you screen employees for heightened risk?
- Understanding the balance between skills and moral integrity in your workforce
If you're an Accountable Institution, ensuring that your employees meet the compliance standards is not just about preventing risks from external threats but also from within.
00:00 Intro
00:28 What is the purpose of Directive 8
00:54 How often should employees be screened?
01:40 How do I assess the competence of my employee?
02:00 How do I assess the integrity of my employee?
02:19 How do I screen my employees against the TFS list?
🚨 Big changes are here! DocFox is now nCino KYC Africa, leading the way in powering a new era of FICA compliance. Stay tuned for fresh updates and content coming your way soon.
🔔 Subscribe for more insight and updates around FICA and AML 🔔
Connect with us
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