Private Funds Nuts and Bolts | SEC Private Fund Examinations: Recent Focus Areas

The SEC’s Office of Compliance Inspections and Examinations (OCIE) continues to examine private fund advisers and identify deficiencies. OCIE recently issued a Risk Alert, "Observations from Examinations of Investment Advisers Managing Private Funds," that summarizes some of the more frequent and notable findings from recent examinations.

In this webinar, Dechert's Mark Perlow, Michael Sherman and Ashley Rodriguez discuss OCIE’s examinations of private fund advisers and how the Risk Alert can assist private fund advisers in reviewing and enhancing their compliance programs, improving disclosures and achieving a successful examination.