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Webcast – Advisers Act Regulatory Series: 2018 Fourth Quarter Update
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On December 6, please join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, Issa Hanna, Bria Adams and Ben Marzouk for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including:
The SEC staff’s cash solicitation alert
Preparing for your firm’s 2019 ADV update
Update on fiduciary duty initiatives
GIPS 2020
Exam and enforcement developments
A look ahead: The 2019 regulatory agenda
The SEC staff’s cash solicitation alert
Preparing for your firm’s 2019 ADV update
Update on fiduciary duty initiatives
GIPS 2020
Exam and enforcement developments
A look ahead: The 2019 regulatory agenda
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