filmov
tv
Webcast – Advisers Act Regulatory Series: 2019 First Quarter Update
Показать описание
Join Eversheds Sutherland (US) attorneys Clifford Kirsch, Michael Koffler, John Walsh, Issa Hanna, Ben Marzouk and Bria Adams and Eversheds Sutherland (International) attorney Hannah Jones for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including:
the 2019 ADV update season
SEC’s Share Class Selection Disclosure Initiative
OCIE risk alert on electronic communications
update on fiduciary duty initiatives
developments regarding custodial practices
GDPR and related developments regarding SEC registration of European-based advisers
hot topics in the UK – the FCA’s Asset Management Market Study and Brexit
the 2019 ADV update season
SEC’s Share Class Selection Disclosure Initiative
OCIE risk alert on electronic communications
update on fiduciary duty initiatives
developments regarding custodial practices
GDPR and related developments regarding SEC registration of European-based advisers
hot topics in the UK – the FCA’s Asset Management Market Study and Brexit
0:55:41
0:55:43
2:58:12
1:31:06
0:48:17
0:28:32
0:55:38
0:49:43
0:41:46
0:46:10
1:22:09
0:54:21
0:55:17
0:56:55
0:59:59
0:58:57
0:43:05
0:46:50
0:57:54
0:15:08
0:28:24
2:00:35
1:29:34
0:57:41